CERR - Viewing and Submitting Unpaid Active Items for CD Early Redemptions in PBS

Use the following procedure to view a list of active items that were entered but not submitted, and (optionally) to select and submit unpaid active items.

  1. From the Corporate Action Services home page, go to the Instructions and Inquires section, and click CD Early Redemption Requests.

    If prompted, enter your user ID and password.

    The CD Early Redemption Request Menu page appears.

  2. In the Option field, select 3 - Inquiry from the drop-down list.

    Note

    Group users can also type a participant number in the Participant field . (optional)

    The CD Early Redemption - Main Menu page appears.

  3. Optional: In the CUSIP field, type the CUSIP number of the CD for which you are inquiring.

  4. In the Historical field, click N.

  5. Click Submit

    The CD Early Redemption - Unpaid CD Early Redemption Transaction List page appears.

  6. Optional: To view the Transaction Submission Form for a specific CUSIP, click the Command check box to the left of the CUSIP.

    The CD Early Redemption - Exempt CD Early Redemption Trans Submission page appears, displaying the details of the early redemption submission.

  7. Optional: To find a specific instruction, enter the Transaction ID in the Skip to Transaction field.

    To list issues beginning with a specific date, enter the date in the Skip to Date field in yymmdd format.

  8. Optional: Follow Steps 4 through 7 of one of the following procedures to complete the submission: