CA Web Event and Sub-Event Types

Corporate Actions are organized in the CA Web around events.  When searching for events, you can narrow your searches further by selecting from the following search criteria.

  • Event Type Group: categories of events such as Distributions, Redemptions, or Reorganizations.
  • Event: a description of a corporate action. This is the unique logical event name in the new corporate action data model. Before this model, function and activity codes described what is now referred to as an event.
  • Sub-Event: a further description of the event.

Distributions

For each event, the CA Web allows you to search on the Event and, if applicable, the Sub-Event type.  In some cases, there no sub-event types for an event.

Event Sub-Event

Automatic Dividend Reinvestment

  • N/A
Capital Gains Distribution
  • DRIP (DTC only)
  • Opt Out (DTC Only)
Cash Dividend
  • Currency Election
  • DRIP (DTC only)
  • Opt Out (DTC Only)
Default
  • Interim Payment
Distribution
  • DRIP (DTC only)
  • Opt Out (DTC only)
  • Tax Credit
Dividend with Option
  • N/A
Interest
  • DRIP (DTC only)
Liquidation
  • Based on Record Date Holdings
Pay in Kind
  • N/A
Principal
  • DRIP (DTC only)
Return of Capital
  • DRIP (DTC only)
  • DRIP (Issuer)
  • Opt Out (DTC Only)
  • Sale of Assets
Rights Distribution
  • Physical Rights not Issued
Sale Of Rights
  • ADR
  • Poison Pill
Special Dividend
  • Currency Election
  • DRIP (DTC only)
  • Opt Out (DTC Only)
Spin-Off
  • Stock Dividend
  • Stock Split
  • Tax Refund

Redemptions

Event Sub-Event

CD Early Redemption*

*Deferred until Phase 5 implementation.
  • N/A
Default
  • Final Payment
Final Paydown
  • N/A
Full Call
  • N/A
Full Prerefunding
  • N/A
Maturity
  • Securities
Partial Call
  • N/A
Partial Defeasance
  • N/A
Partial Prerefunding
  • N/A
Termination
  • N/A

Reorganizations

Event Sub-Event
Change
  • ADR Cash Basis
  • Domicile
  • Reclassified
Consent
  • With Payout
  • Without Payout
Conversion
  • Ongoing
Dutch Auction
  • N/A
Exchange Offer
  • 144a
  • Cash and Securities
  • Consent
  • Reg S
  • Unwind
Full Call
  • N/A
General Information
  • Important Notice
Liquidation
  • Presentation Required
Mandatory Exchange
  • Remarketing
Mandatory Put
  • Retain
Maturity
  • Securities
Meeting
  • N/A
Merger
  • Cash
  • Cash and Securities
  • Securities

Name Change
  • N/A
Odd Lot Offer
  • N/A

Partial Call
  • N/A
Partial Mandatory
  • N/A

Put
  • Retain
Plan of Reorganization
  • Vote

Put
  • Mortgage-Backed
  • Survivor Options*
  • *Deferred to Phase V.
Redemption of Warrants
  • N/A

Reorganization
  • N/A
Reverse Stock Split
  • N/A

Rights Subscription
  • N/A
Security Separation
  • N/A

Stock Split
  • Presentation Required
Tender Offer
  • Bid Tender/Sealed Tender
  • Cash and Securities
  • Cash in Lieu
  • Consent
  • Consent and Tender
  • Mini Tender
  • Offer to Purchase
  • Self Tender

 

Termination
  • ADR
Warrants Exercise
  • Ongoing
Worthless
  • N/A