Image Course Name Category Enroll
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
Omgeo Central Trade Manager (Omgeo CTM)
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
Global Trade Repository (GTR) Certification Curriculum
DTCC Learning’s Global Trade Repository (GTR) Certification program is designed to provide candidates with an in-depth knowledge of the GTR and how it facilitates the regulatory reporting of derivatives transactions in multiple jurisdictions.
Global Trade Repository
GTR (NAT): Collateral Service (ESMA/ASIC Only)
This New Account Training will provide you with: 1- An overview of the Collateral service and its associated reports. For ESMA and ASIC reporting only. 2- Collateral Link and Collateral Value submission video tutorials and simulation-based assessments. - This course does not contain ESMA RTS 2 updates -
New Account Training (GTR)
GTR (NAT): OTC Core Service - Cross Jurisdictional
This New Account Training will provide you with: 1- An overview of the GTR OTC Core service and its associated reports. Cross jurisdictional. 2- Rates, FX and Credit trade submission video tutorials and simulation-based assessments. - This course does not contain ESMA RTS 2 or HKMA phase 2 updates -
New Account Training (GTR)
GTR (NAT): Reconciliation
This course will provide you with an overview of the Inter/Intra TR Reconciliation process (ESMA only) as well as the client Books and Records Reconciliation process (Cross-Jurisdiction)
New Account Training (GTR)
Liquidity Coverage Ratio Data Service New User Training
In this overview you will learn how the he LCR Data Service can help guide you to optimize your current liquidity requirement.
DTCC DataPro
MBS Certification: MBS Electronic Pool Notification Certification Exam
This exam will test you competence in topics such as: Being able to define and understand the different methods are for achieving pool notification; Understanding and explaining Electronic Pool Notification; Differentiate between EPN and EaSy Pool; Explain EPN messaging; Explain how to use EaSy Pool to manage TBA Allocation needs; ..
Mortgage-Backed Securities (MBS)
MBS Certification: MBS Pool Netting Certification Exam
This exam will test you competance in topics such as: Being able to define and understand how pool netting fits into the life cycle of a TBA trade; Determining when and how to submit pool instruct via RTTM; Idenitfying when transactions have matched; Reviewing advisory and uncompared pool instructs; Explaining ..
Mortgage-Backed Securities (MBS)
MBS Certification: MBS Risk Certification Exam
This exam will test your competance in topics such as: Being able to define and understand the different types of risk mitigation efficiencies afforded to members of the FICC/MBSD; Understanding and explaining the different types of risks facing the MBS marketplace and how those risks are mitigated; Explaining transaction types; ..
Mortgage-Backed Securities (MBS)
MBS Certification: MBS Settlement Services Certification Exam
This exam will test your competance in topics such as: Explaining the notification process within the context of the TBA processing lifecycle; Defining and explaining to others the notification of settlement process and why it exists; Identifying and reviewing reports applicable to the notification of settlement process; Processing notification of ..
Mortgage-Backed Securities (MBS)
Omgeo ALERT for Broker Dealers - Securities
The Omgeo ALERT for Broker/Dealers Training Curriculum will get you started using the Omgeo ALERT for Brokers application, or provide you with a refresher of the basics.
Omgeo ALERT®
Omgeo ALERT for Broker Dealers – FX and Cash
The Omgeo ALERT for Broker/Dealers – FX and Cash will get you started using the Omgeo ALERT for Brokers application, or provide you with a refresher of the basics.
Omgeo ALERT®
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s ..
Corporate Actions
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used ..
Corporate Actions