• Universal Trade Capture (UTC)

    Getting Started Learn how to initiate UTC Input Testing, review UTC Documentation, including record formats and input/output message formats, and explore all the features and functionality of the Trade Relationship Management web-based application. You will need to log in to view UTC content. About Universal Trade Capture (UTC) The Universal Trade Capture...
  • UTC Documentation

    This section is dedicated to UTC Guides & Notices, UTC MRO File Specifications and UTC Input/Output Message Formats. You may need to login to view this content. UTC User Guides & Notices UTC MRO File Specifications UTC Input/Output Message Formats
  • Retracting A Pending Relationship Request

    You have the ability to retract trading relationship requests that your firm submitted and which are pending with other system users. To retract a pending relationship request: Login to Trading Relationship Management System. Select the appropriate participant ID. Click Go. Click on the hyperlink under the “Trading Relationships Pending with Others” section. When the detailed page...
  • Uploading Spreadsheets

    From the main menu, click Upload Tools. The Upload Trading Relationship Tools page appears. Click Browse. Locate and select your spreadsheet. Click Submit. The system validates your spreadsheet and either accepts it or rejects it. The results appear at the bottom of the page. For accepted spreadsheets, the system displays a link to your spreadsheet, and displays a status of...
  • NSCC Equity Trade Capture Fee Descriptions

    Units (fee ID 2481) Units is a tiered fee that decreases as unit volume increases. Rate Tier (items) $0.021593 0 to 35,000 $0.001197 35,001 to 42,000,000 $0.000628 More than 42,000,001 Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...

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