DTCC clears and settles virtually all broker-to-broker equity, listed corporate and municipal bond and unit investment trust (UIT) transactions in the U.S. equities markets, advancing new initiatives and driving development of products and services that mitigate risk, reduce costs and enhance processing efficiencies for market participants.
Automated Customer Account Transfer Service...
Obligation Warehouse (OW) SWIFT MT509
MT509 General Format
Obligation Warehouse (OW) SWIFT MT515
MT515 General Format
Obligation Warehouse (OW) SWIFT MT518
MT518 General Format
Obligation Warehouse (OW) SWIFT MT598
MT598 General Format
This section is dedicated to Exchange Traded Funds (ETF) FAQs and key definitions, sample reports, and historical MRO file specifications. Login to view this content.
NSCC File Formats for ETF
ETF Historical MRO File Specifications
ETF Important Notices
ETF Record Layouts
ETF Sample Reports
ETF Meeting Notes
This section is dedicated to CBRS Important Notices & Fee Schedule, User Guides & FAQs, Record Layouts and other Technical documentation. You may need to login to view this content.
CBRS Important Notices & Fee Schedule
CBRS User Guides & FAQ Documents
CBRS Record Layouts/Technical Documents
Additional CBRS record layouts can be downloaded...
The learning content in this section includes the 7-part CBRS Overview webcast series and other procedural and function-focused training resources designed to help you use the Cost Basis Reporting Service (CBRS). Use the CBRS Overview and CBRS Procedures menu items at left to learn more.
View this 7-part CBRS Overview webcast series to learn about the important features and functionality of the CBRS application. If you are unable to see the webcasts below, you need to log in to the Learning Center.
This section is dedicated to UTC Guides & Notices, UTC MRO File Specifications and UTC Input/Output Message Formats. You may need to login to view this content.
UTC User Guides & Notices
UTC MRO File Specifications
UTC Input/Output Message Formats
The Trading Relationship Management (TRM) web-based application allows eligible NSCC Members to manage both their Qualified Special Representative (QSR) and Correspondent Clearing relationships online.
How The UTC Trade Editing Process Uses QSR And Correspondent Clearing Relationships
The Universal Trade Capture system uses the relationship between clearing members...
Units (fee ID 2481)
Units is a tiered fee that decreases as unit volume increases.
0 to 35,000
35,001 to 42,000,000
More than 42,000,001
Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...