• Quality Control Reports

    The TradeSuite ID service provides agents, brokers, and institutions with monthly online quality control reports to allow them to compare performance against that of the industry. Sample reports enable users to see how to access useful information online. For more information, access the Quality Control Reports.    
  • DTCC-Euroclear Global Collateral Ltd

    Welcome to DTCC-Euroclear Global Collateral’s Margin Transit Utility Membership Section If you are interested in learning more about the Margin Transit Utility Service, or have plans to apply for membership, bookmark this page so that you can refer to it, when necessary. In this section, members can learn about the steps that you can expect to complete during the onboarding process.
  • Money Market Instrument (MMI) Processing

    MMIs are subject to, and are processed in accordance with, Rule 9(A), Rule 9(B), Rule 9(C) of DTC and the Procedures set forth in this Settlement Service Guide. MMI Funding Acknowledgment by the IPA Subject to DTC risk controls, DTC processes maturing Presentments for delivery versus payment to the applicable IPA with respect to an Acronym in the Rules and these Procedures only after an...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 6.4 on Windows 7

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net/my.policy using Internet Explorer 11 b. Follow the IE 11...
  • Support with Your OASYS F5 SSLVPN Device Upgrade

    If you experience any technical difficulties with your OASYS Workstation F5 Upgrade or if you have any additional questions, please contact our Client Center at www.dtcc.com/client-center. Our support engineers are available to answer your call 24 hours a day, 6 days a week.
  • Margin Transit Utility (MTU) Onboarding

    This process describes the preliminary areas that need to be addressed in order for a client to subscribe to MTU. It focuses on the overall aspects of the Client engagement and Integration planning stages of the implementation process. A Client’s Relationship Manager (RM) and a dedicated Integration team operating in the client’s region guides the client through the entire...
  • Liquidity

    DataPro | Liquidity data services deliver a consolidated source of cross-asset class and anonymized transaction data that enables fast and efficient access to settled transaction pricing data. The services can increase market transparency and understanding of liquidity for some of the more complex securities.
  • Security Reference

    DataPro | Security Reference data services deliver descriptive data elements for more than 4 million DTC-eligible securities and 1,800 U.S.-listed ETFs. The services enable fast and consolidated data access to increase operational efficiency and decision support.
  • Announcement

    DataPro | Announcement data services deliver an authoritative and consolidated source of corporate action and legal notice announcements and alerts for DTC-eligible securities. The services provide timely access to documentation as well as descriptive detail behind key corporate activity. Corporate Actions ISO 20022 Messaging Data Service Corporate Actions Web Data Service Legal Notice...
  • Risk

    DataPro | Risk data services deliver anonymized and aggregated data perspectives designed to help firms monitor risk exposure across several views including time, sub asset class and in comparison to the overall market. The services provide access to highly contextualized views of the market to enhance performance tracking.
  • Market & Benchmarks Analytics

    DataPro | Market & Benchmark Analytics data services deliver firm-specific transaction data and market aggregates across asset classes to provide fast access to timely industry performance benchmarks. The services can increase transparency and enable actionable insights.
  • TradeHub F5 SSLVPN Device Upgrade

    DTCC is committed to provide secure and efficient access to TradeHub users. Since F5 Fire Pass is out of support we've upgraded the F5 SSL VPN device to BIG IP Edge to improve security when connecting to our service. As a result TradeHub users will need to take appropriate actions before the deadline to avoid disruption and loss of connection to TradeHub in Production. Client Action TradeHub...
  • ALERT Videos for Investment Managers and Hedge Funds

  • ALERT Videos for Broker/Dealers

  • ALERT Videos for Global Custodians & Prime Brokers

  • GTR Re-Architecture Fact Sheet

     
  • Benchmarks for OASYS for Investment Managers Videos

  • Benchmarks for OASYS for Broker/Dealers Videos

  • Benchmarks for CTM Videos

  • Video—Introducing the UI 4.0

    Watch this short, introductory video to learn more about all of these benefits and see a demonstration of the new UI.
  • How to Upgrade to the UI 4.0

    The UI 4.0 is available to all current CTM users. Follow the steps below to get access: Go to https://ctmweb.omgeo.net (Production) or https://ctmwebct.omgeo.net (Client Test). Log in using your existing CTM User ID and Password. You will be logged into the new UI. Your User ID will be permissioned with the same actions you have available when logged into your existing...
  • Features and Functionality of the UI 4.0

    In the below table you can see which functionality is available now and when additional functionality will be added. Any functionality not yet included in the CTM UI 4.0 can still be accessed using older versions of the UI. Feature/Functionality  Available Now Scheduled for 2018 Support of Equity and Debt Trades x   Trade actions: Force Pair, Force Match, Reject,...
  • Documentation—UI 4.0

    Find below our Product Release Information documents for all UI 4.0 releases to date, detailing the functionality added with each release. The most recent release, Release 6, was made available in November 2017. Product Release Information: UI 4.0 Release 6 (Release 5 was merged with Release 6) Product Release Information: UI 4.0 Release 4 Product Release Information: UI 4.0 Release...
  • Triparty Exposure Detail Screen

    The Triparty Exposure Detail screen is the complete Triparty record. The screen provides various details including enrichment information, instructions sent to the Triparty agent (MT527), and any Triparty agent status updates already received via MT558 message. The Triparty Exposure Detail screen is labled with an MTU system generated unique Transaction ID...
  • EOD CSV Sample

    EOD Sample CSV File
  • Adjustments to a Required Participants Fund Deposit

    DTC may increase the Required Participants Fund Deposit of a Participant as provided in Rule 9(A), including due to a credit, market, operational, or other concern regarding the Participant. For illustrative purposes, typically, the following factors may be taken into consideration for such an increase: The Participant’s liquidity arrangements, The Participant’s overall financial...
  • Memo Segregation DO Reason Codes

    The following is a listing of descriptions of the reason codes referred to in the “Memo Segregation” section above. 10 (Stock Loan) 11 (Stock Loan Reclaim-DK) 12 (Stock Loan Reclaim-Wrong Quantity) 13 (Stock Loan Reclaim-Wrong Security) 14 (Stock Loan Reclaim-Wrong Money) 15 (Stock Loan Reclaim-Partial) 16 (Stock Loan Reclaim-Needs Account Information) 17 (Stock Loan...
  • NSCC Equity Trade Capture Fee Descriptions

    Units (fee ID 2481) Units is a tiered fee that decreases as unit volume increases. Rate Tier (items) $0.021593 0 to 35,000 $0.001197 35,001 to 42,000,000 $0.000628 More than 42,000,001 Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...
  • CMU FAQs

    The CMU team here at DTCC™ Learning have compiled a list of frequently asked questions that you yourself may be asking.  Please read the CMU FAQs and let us know if you have any questions. Click here to see the CMU FAQs online; or Click here to download a copy in a guide format.
  • CMU RTTM Web User Guide

    The Real-Time Trade Matching System (RTTM) increases the efficiency of trade operations and reduces your firm’s clearing and settlement risk. All activity is validated and matched in real-time, so processing time is reduced to a fraction of what it had taken in the past. The latest development in the evolution of Real-Time Trade Matching is CMU RTTM Web. This browserbased interface is...
  • CMU CSV Trade Batch Upload Quick Reference Guide

    In extraordinary situations, when a participant who submits MQ MT515 trade messages is not able to submit trades to RTTM® via interactive messaging, DTCC™ CNS Operations will enable access to the CSV Trade Batch Upload screen.  This screen will allow for trades, stored in a CSV file, to be uploaded to the CMU website and submitted to RTTM®. This guide will review the CSV upload...
  • CMU FAQs

    The CMU team here at DTCC™ Learning have compiled a list of frequently asked questions that you yourself may be asking.  Please read the CMU FAQs and let us know if you have any questions. Click here to see the CMU FAQs online; or Click here to download a copy in a guide format.
  • New CMU Learner – CMU RTTM Super Access Coordinator

    The purpose of this document is to describe how to use the Customer Registration System (CRS) as a Super Access Coordinator or Access Coordinator to provision Operator ID’s with CMU RTTM® products. Super Access Coordinator- You are able to create/modify/delete Super Access Coordinator, Access Coordinator or Operator ID’s. Access Coordinator- You are able to create/modify/delete...
  • FICC’s GSD Risk Management Overview Webinar

    Course Description The services offered by GSD provides risk mitigation benefits and operational efficiencies to GSD’s members by offering automated, binding comparison of trades, multilateral netting of trades, and guaranteed settlement of all compared trades submitted by netting members.  This webinar provides an overview of key risk management points they need to know. ...
  • Delivery vs. Payment (DVP) Service Overview Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar includes overview of the Fixed Income Clearing Corporation, FICC’s Government Securities Division and related DVP...
  • DVP RTTM System Navigation Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar shows learners how to use FICC’s RTTM® system for DVP processing.  What You Will Learn: At the...
  • DVP Reports Overview Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar shows learners how to access, identify, and explain all elements of DVP reporting provided by FICC’s GSD. ...
  • General Collateral Finance (GCF) Repo Service Overview Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar includes overview of the Fixed Income Clearing Corporation, FICC’s Government Securities Division and GCF Repo®...
  • GCF Repo RTTM System Navigation Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar shows learners how to use FICC’s RTTM® system for DVP processing.    What You Will Learn: At the...
  • GCF Repo Service Reports Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar shows learners how to access, identify, and explain all elements of GCF reporting provided by FICC’s GSD. ...
  • DVP RTTM WFE RAC User Guide

    Each firm must delegate at least one Remote Access Coordinator to provide initial access and privileges for all employees who will use the GSD RTTM® Web Front End (WFE) application. This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in the GSD DVP RTTM® WFE, including how to: Add a New User Reset a...
  • GCF RTTM WFE RAC User Guide

    Each firm must delegate at least one Remote Access Coordinator to provide initial access and privileges for all employees who will use the GCF RTTM® Web Front End (WFE) application This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in the GCF RTTM® WFE, including how to: Add a New User Reset a Password Inquire or...
  • Clearing Fund Management (CFM) Quick Reference Guide

    The Clearing Fund Management (CFM) application allows you to view your clearing fund requirements and to calculate the effect on the fund of depositing a specific security. GSD and MBSD customers can access real-time information. The benefits include: Real-time access to the Clearing Fund requirement and deposits Ability to calculate the Clearing Fund required deposit value based on...
  • CFM Quick Reference Guide

    The Clearing Fund Management (CFM) application allows you to view your clearing fund requirements and to calculate the effect on the fund of depositing a specific security. GSD and MBSD customers can access real-time information. The benefits include: Real-time access to the Clearing Fund requirement and deposits Ability to calculate the Clearing Fund required deposit value based on...
  • MBS RTTM Remote Access Coordinator User Guide

    Each firm must delegate a Remote Access Coordinator(s) to provide initial access and privileges for all employees who require access to the MBS RTTM® Web Front End (WFE) application. This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in MBS RTTM WFE, including how to: Add a New User Reset a Password Inquire or...
  • MAS/ASIC Re-Architecture

    MAS has announced their compliance go-live date for MAS Equities, Commodities and the additional Location Fields. This has been set for Monday, 1st Oct 2018. Currently, we are continuing to target for the MAS and ASIC (Singapore Data Center) re-architecture (including MAS EQ/CO and Location Fields) to take place in July 2018 (final date TBC) which is ahead of the MAS compliance date of 1 Oct...
  • Documentation—OASYS Direct and Workstation 8.0

    Use the documents in the following table to learn more about version 8.0.  Workstation 
  • Documentation—inSITE

  • Documentation—Confirm Archive

  • Evolution of ETF Clearing

    The Depository Trust & Clearing Corporation has worked diligently over the past 20+ years to innovate and modernize its range of ETF products and services. On January 22, 1993, DTCC cleared and settled the first trades placed on ETFs. Fast-forward nearly 25 years later, the ETF industry has matured both in terms of product availability and assets under management with the latter...

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Risk Portal User's Guide

This guide documents use of the DTCC DataPro Risk Portal (beta version). ...
In DTCC DataPro Risk Downloads: 292

Installation Guide—Workstation (8.0)

Describes the installation of the OASYS 8.0 workstation on the Microsoft Windows 10 operating system ...
In Workstation 8 Downloads: 177

Research Commissions: Best Practices

Describes the process of applying research amounts on all, some, or none of investment manager's all ...
In Cross-Product Downloads: 3803

Research Commissions: Best Practices

This document describes the process of applying research amounts on all, some, or none of investment ...
In General Downloads: 5707

OTC Harmonized EMIR Message Specifications

This is Version 1.2.4 (Amended) of the zip file for the OTC Harmonized EMIR Message Specifications. ...
In EMIR_RTS_2 Downloads: 6690

Commercial Paper (CP) and Institutional Certificates of Deposit (CD) Data Service File Specification

The CP/CD File specification documents the fields in the file, along with their data types. ...
In Commercial Paper and Institutional CD Downloads: 594

Government Securities Data Service File Specification

This document provides a breakdown of the data included in Government Securities Data Service file. ...
In Government Securities Downloads: 372

Exchange Trade Funds (ETFs) Frequently Asked Questions and File Definitions

This document answers frequently asked questions related to the ETF Portfolio Service Exchange Trade ...
In ETF Portfolio Service Downloads: 502

DTCC DataPro Equity Data Service File Specification

This document describes of the Equity Data Service including the file generation and delivery proces ...
In Equity Data Service Downloads: 574

Post Trade Critical Markets Report File Specification

The file specifications contains a daily summary sample report, a monthly summary sample report, and ...
In Post Trade Critical Markets Report Downloads: 405

Security Master File Data Service Master File Service File Specification

The Security Master File Service consists of a series of multiple message types. This file ...
In Security Master File Data Services Downloads: 316

OTC Core EMIR Message Specifications

Version 1.3.4 (Amended) of the Zip file containing the OTC Core EMIR Message Specification template. ...
In EMIR_RTS_2 Downloads: 7379

GTR Global Portal User Guide

This document describes the implementaion, functionality and operation of the GTR Global Portal.& ...
In GTR Global Portal Downloads: 2761

MTU GUI User Guide

This document provides details on using DTCC Euroclear Global Collateral Limited’s (DEGCL) Mar ...
In Graphic User Interface (GUI) Downloads: 57

DTCC CA Transformation Monthly Industry Call - December 2017 Presentation

Includes Project Timeline and Schedule, Key Milestones 2016-2018, ISO 20022 Message Availability, CC ...
In Industry Calls Downloads: 11

LCR Sample Bank Input Record

This file is sample bank input file for the LCR Data Service. Click  here&nbsp ...
In LCR Data Service Downloads: 168

Product Release Information: Release 7

This document describes enhancements in Release 7 of DTCC-Euroclear Global Collateral Ltd.’s M ...
In Support Tools and Product Updates Downloads: 9

ACATS Modernization – Shortened ACATS Webinar (December 13, 2017

View this slide presentation of a webinar hosted by DTCC on December 13, 2017 to review the ACATS Mo ...
In ACATS Modernization Downloads: 27

LCR Sample Output File and Exception Report

This .zip file ontains two samples files for the DTCC DataProTM Liquidity Coverage Ratio (L ...
In LCR Data Service Downloads: 667

Global Portal Defect List

The list of known defects in the GTR Global Portal. Version 1.2 (18-Jan-2018) ...
In Reports (DATA OUT) Downloads: 109

Credit Supported Templates

Cross-jurisdiction.OTC Core only. Credit only. Contains templates for the creation of Credi ...
In Credit Downloads: 4574

Liquidity Coverage Ratio (LCR) Data Service User's Guide

User's Guide for the DTCC DataPro Liquidity Coverage Ratio (LCR) Data Service. ...
In LCR Data Service Downloads: 353

Structured Finance Data Service Transaction Report File Specification

The Structured Finance Transaction Report File Specification provides information on the at ...
In Structured Finance Data Services Downloads: 387

Credit Future Templates

Cross-jurisdiction. OTC Core only. Credit only. ZIP of PDF and XLS docs. Guide and components for th ...
In Future Templates Downloads: 973

DDRL EMIR Onboarding Pack

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 5 ...
In Europe (DDRL) Downloads: 1034

DDRL EMIR Onboarding Pack ASSET MANAGERS

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 5 ...
In Europe (DDRL) Downloads: 611

ETF Near Real-Time Create & Redeem Enhancements and Controls Client Testing & Output File Configuration (January 22, 2018 A#8507)

This Notice contains several critical announcements for the ETF Near Real-Time Create/Redeem Enhance ...
In ETF Important Notices Downloads: 3

Investment Manager Online Help

The online help files describe use of the ALERT web application, and are also available using contex ...
In ALERT® Web and Online Help Downloads: 1071

Dividend and Capital Gain Distributions - Best Practices

This guide provides best practices for communicating projected and actual distribution information u ...
In MFPS II Guides Downloads: 1

ALERT Market Updates - January 2018

This document describes the market updates available on the ALERT platform in January 2018. ...
In ALERT® Product Release Information Downloads: 10

Market/Business Rules

The MarketBusiness Rules describe ALERT platform market-specific best practices. This content is del ...
In ALERT® Market/Business Rules Downloads: 1687

MTI Specification: Debt/Equity for Investment Managers

An overview of the CTM message translation interface for investment managers trading in debt and equ ...
In Message Translation Interface (MTI) Downloads: 2188

CNS Exemptions

This guide provides information about exemption instructions. ...
In CNS User Guides Downloads: 3

Record Layout: Enhanced ETF Create and Redeem Instruction Data Output (MRO): AutoRoute Production 02261254/PSE 02981254

This document explains the record layout information for the Enhanced ETF Create and Redeem ...
In NSCC File Formats for ETF Downloads: 2

Global Custodian Online Help

The online help files describe use of the ALERT web application, and are also available using contex ...
In ALERT® Web and Online Help Downloads: 753

Broker/Dealer Online Help

The online help files describe use of the ALERT web application, and are also available using contex ...
In ALERT® Web and Online Help Downloads: 993

Regional Custodian Online Help

The online help files describe use of the ALERT platform's web interface for Regional Custo ...
In ALERT® Web and Online Help Downloads: 303

Approval of NSCC Proposed Rule Change - Enhance the Process for Submitting and Accepting ETF Creations and Redemptions (SR-NSCC-2017-019) (January 19, 2018 #A8506)

On January 19, 2018, the Securities and Exchange Commission (“SEC”) approved the rule fi ...
In ETF Important Notices Downloads: 7

DTCC’s ALERT Compliance and Best Practices for MTU

This document outlines compliance requirements and best practices for MTU clients setting up their c ...
In Standing Settlement Instructions Downloads: 1

Using Omgeo ALERT with MTU for Investment Managers

Investment Manager instructions for updating your Omgeo ALERT data for MTU. ...
In Standing Settlement Instructions Downloads: 37

ALERT Settlement Instructions and Validation Rules

Details the extensive rules validation for settlement instruction data intended for the ALERT databa ...
In ALERT® Market/Business Rules Downloads: 2879

ALERT Common Reference Data

Provides tables of values for certain fields used in the ALERT platform's web and Direct interfaces ...
In ALERT® Product Guide Downloads: 2773

Service Overview

Provides a high-level overview of the DTCC Exception Manager service, including business and technic ...
In Technical Downloads: 87

Using Omgeo ALERT with MTU Broker Instructions

Broker instructions for updating your Omgeo ALERT data for MTU. ...
In Standing Settlement Instructions Downloads: 48

FIX 4.4 Interface Message Specification: Broker/Dealers (Current)

Describes the fully-automated, push-enabled FIX 4.4 interface for broker/dealers using the CTM servi ...
In Financial Information eXchange (FIX) Downloads: 1609

Record Layout: UTC MRO Trade Capture Data File: AutoRoute 02081673/Test 02981673

This document shows the record layout for the UTC MRO Trade Capture Data File: AutoRoute 02081673/Te ...
In NSCC File Formats for ETF Downloads: 6

EMIR RTS 2.0 Production Defects List

This spreadsheet contains list of the currently known defects in Production for EMIR RTS 2.0 Release ...
In production_defect_list Downloads: 1960

MTU Client Identifier Cross Reference

This guide explains the usage and functionality of GlobalCollateral’s Client Identifier Cross ...
In CIX Utility Downloads: 83

FIX 4.4 Interface Message Specification: Investment Managers (Current)

Describes the fully-automated FIX 4.4 interface for investment managers using the CTM service. ...
In Financial Information eXchange (FIX) Downloads: 1631

Trustee Online Help

The online help files describe use of the ALERT web application, and are also available using contex ...
In ALERT® Web and Online Help Downloads: 621

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Image Course Name Category Enroll
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
Global Trade Repository: User Foundation Training for EMIR-RTS 2/EU Lite
This program is intended for individuals at firms that are responsible for creating,maintaining and troubleshooting their CSV upload file to GTR. It is not intended for firms that upload via FpML. It should take approximately 2 hours to complete the program.
Global Trade Repository
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
GTR (NAT): Collateral Service (ASIC Only)
This New Account Training will provide you with: 1- An overview of the Collateral service and its associated reports. For ASIC reporting only. 2- Collateral Link and Collateral Value submission video tutorials and simulation-based assessments. - This course does not contain EMIR RTS 2 updates -
New Account Training (GTR)
GTR (NAT): OTC Core Service - (MAS, ASIC, CFTC, Canada, JFSA)
This New Account Training will provide you with: 1- An overview of the GTR OTC Core service and its associated reports. Cross jurisdictional. 2- Rates, FX and Credit trade submission video tutorials and simulation-based assessments. - This course does not contain EMIR RTS 2 or HKMA phase 2 updates -
New Account Training (GTR)
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
Global Trade Repository: User Foundation Training for HKMA Phase 2
DTCC Learning’s Global Trade Repository (GTR) User Foundation and Certification program is designed to provide registrants with an in-depth knowledge of the GTR and how it facilitates HKMA regulatory reporting of derivatives transactions.
New Account Training (GTR)
EU Lite Assessment Test New Template
EU Lite Assessment Test New Template
Course Development (Not Live)
ALERT® for Broker Dealers – FX and Cash
The ALERT® for Broker/Dealers – FX and Cash will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
CTM™
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
ALERT® for Broker Dealers - Securities
The ALERT® for Broker/Dealers Training Curriculum will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
Event Name Info Date & Time Enroll Add to Cal Action
How to get the learning content you need from the GTR Learning Center February 21, 2018

Webinar

Wednesday, February 21, 2018 -

Wednesday, February 21, 2018

9:00 am - 9:30 am America/New_York

Enroll
How to get the learning content you need from the GTR Learning Center March 28, 2018

Webinar

Wednesday, March 28, 2018 -

Wednesday, March 28, 2018

9:00 am - 9:30 am America/New_York

Enroll
How to get the learning content you need from the GTR Learning Center April 25, 2018

Webinar

Wednesday, April 25, 2018 -

Wednesday, April 25, 2018

9:00 am - 9:30 am America/New_York

Enroll