The Depository Trust Company (DTC) offers a wide array of services for processing corporate action events. These services include announcing details of upcoming events and providing participants with information about their entitlements, accepting and acting on their instructions, and collecting, allocating, and reporting payments across various corporate action event types, including distributions, redemptions, and reorganizations.

Events supported include cash and stock dividends, principal and interest, capital gain distributions, full and partial calls, final paydowns, maturities, and other events.

Here, you can find information in three major areas, as well as supporting documentation for corporate actions processing in general.

  • Corporate Actions Web, or CA Web, is your interface to DTCC's transformed processing of corporate action events. This learning center provides the Help topics for CA Web as well as the CA Web User Guide that compiles all of these topics into a downloadable format. You can also find connectivity and administrative information here.
  • The ISO 20022 Messaging section explains and details the use of our new messaging formats throughout the Corporate Actions lifecycle. You can find user guides for different event types, message specifications, data dictionaries, scenarios, and detailed resource information that explains them all. Our award-winning ISO 20022 Messaging User Guides are available here as well.
  • The Corporate Actions Services area presents information from the Service Guides, divided into articles for ease of use.

You can find more Corporate Actions documentation, videos, training, and FAQs using the tabs above.

 

 

 

This is a recording of the Corporate Actions Transformation Industry Call that took place on June 27, 2017.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on May 22, 2017.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on April 6, 2017.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on March 6, 2017.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on February 7, 2017.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on January 12, 2017.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on November 17, 2016.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on October 11, 2016.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on January 14, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on February 18, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on March 23, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on April 29, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on June 17, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on August 12, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on October 21, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on November 18, 2015.

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on December 16, 2015.

Category: Corporate Actions
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This Webcast outlines parameters for voluntary corporate action events ("voluntaries"), diagrams the information flow...

Category: Corporate Actions
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This Webcast outlines parameters for voluntary corporate action events ("voluntaries"), diagrams the information flow...

Category: Corporate Actions
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This Webcast outlines parameters for mandatory corporate action events ("mandatories"), lists and defines important...

Category: Corporate Actions
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This Webcast defines income collections and distributions. It also identifies the key contributors to the income...

Category: Corporate Actions
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This is a recording of the Corporate Actions Transformation Industry Call that took place on August 10, 2016.

Category: Corporate Actions
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This webcast explains the areas of CA Web that allow you access to Entitlement, Allocation, and Adjustment information.

Category: Corporate Actions
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This webcast explains the CA Web dashboard, the Announcement portions of CA Web, and finding lottery information...

Category: Corporate Actions
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This Webcast provides a overview of the new Data Model of the Corporate Actions Browser (CA Web).

Category: Corporate Actions
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Reorganization Service 103: Unit Investment Trust Services

DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.

Reorganization Service 101: Fundamentals

DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.

Reorganization Service 102: Mandatory Reorganizations

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.

Reorganization Service 201: Voluntary Reorganizations

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.

Reorganization Service 202: Tender Offers

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.

Reorganization Service 203: Conversions

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.

Reorganization Service 206: Warrants

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.

Reorganization Service 301: Mandatory Reorganization Deposits

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.

Reorganization Service 208: CNS Reorganizations

NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.

Reorganization Service 207: Inquiries

DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants

Reorganization Service 306: Risk Analysis Service

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.

Reorganization Service 204: Rights Subscriptions

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.

Reorganization Service 205: Put Options

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.

Reorganization Service 304: Positional Removal Service

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.

Reorganization Service 305: RTOP Service

DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.


Browser Access and Rules


Entitlements and Allocations


Instructions


Announcements: Distributions


Announcements: Redemptions


General


Mapping


Messaging


ISO 20022 Initiative


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